Client Resources

Become A Client

LPL Forms

For your convenience you can now print the following LPL forms. Just click the appropriate link and print the PDF file.

Don't have PDF Reader? Download the latest version from Adobe's website.

Account Update - Beneficiary - Retirement Accounts

(Form SDB)
Use this form to change the beneficiary designation on an existing IRA, Roth IRA, SIMPLE IRA or 403(b)(7) Retirement Account. Fax the completed form to the new accounts department at (858) 546-0874.
Click here

Distribution Request Form - IRA & ESA

(Form DR2)
Use this form to request a withdrawal from an LPL individual retirement account or an LPL Coverdell Education Savings Account. Fax the completed form to the Retirement Accounts Department at (858) 550-8071.
Click here

Journal Request (Non-Retirement)

(Form JR2)
Use this form for a journal of securities and/or cash from one LPL Financial non-retirement account to another. Do NOT use this form for journals to or from LPL Financial retirement accounts or transfers of assets to or from any external institution. Fax the completed form to Journal Processing, (858) 202-8215.
Click here

Move Money - Third Party Check (Non-Retirement)

(Form TPC)
This form must be completed to have a check made payable to or sent to a person or an address that differs from the address of record on the account. Fax the completed form to the Money Desk, (858) 546-1212. Fed Ex will not deliver to a PO Box. Any request to send a Fed Ex to a PO Box will be updated to send via Express Mail. Third party checks made payable to an individual.
Click here

Move Money - Wired Funds (Non-Retirement)

(Form WTF)
This form serves as a letter of authorization to wire funds from your LPL account to an account at another financial institution. LPL will not honor requests to wire funds to a third party or to a foreign country. Fax the completed form to the Money Desk at (858) 546-1212.
Click here

Sign Up